ITA Code of Ethics & Professional Standards

Preamble

I. Professional Integrity

• Act honestly, fairly, and responsibly in all professional activities
• Avoid fraudulent, deceptive, or misleading conduct
• Maintain professionalism when interacting with clients, colleagues, employers, and the public
• Promote ethical behavior within the industry

II. Compliance & Responsibility

• Comply with applicable laws and regulations within their jurisdictions
• Avoid knowingly participating in unlawful or unethical activities
• Exercise reasonable professional judgment and responsibility
• Maintain awareness of compliance obligations relevant to their roles

III. Professional Competence

• Maintain and improve professional knowledge and skills
• Pursue continuous learning and industry development
• Perform duties with diligence, care, and competence
• Avoid providing services beyond their professional capability

IV. Fairness & Transparency

• Communicate information clearly and fairly
• Avoid misrepresentation of services, experience, or qualifications
• Disclose relevant conflicts of interest when appropriate
• Promote transparency and responsible communication practices

V. Confidentiality & Data Responsibility

• Respect confidential information obtained through professional activities
• Protect sensitive personal, operational, and organizational data
• Avoid unauthorized disclosure of confidential information
• Handle information responsibly and securely

VI. Professional Conduct

• Members shall not engage in dishonest or unethical behavior
• Members shall not abuse professional position or influence
• Members shall not misrepresent certifications, memberships, or professional standing
• Members shall not conduct activities that may seriously damage the reputation of the profession or the Association

VII. Responsibility to the Industry

• Support the long-term integrity and sustainability of the trading industry
• Contribute positively to professional standards and responsible market practices
• Encourage ethical conduct and professionalism within their organizations and communities

VIII. Use of ITA Membership & Certification

• Do not misrepresent ITA certification status
• Do not use ITA branding in a misleading manner
• Do not imply regulatory approval or government endorsement
• Do not exaggerate the scope or meaning of ITA membership or certification

IX. Disciplinary Review

• Warning
• Suspension
• Revocation of certification
• Termination of membership

Core Principles